Publications

2005
Courts under Constraints: Judges, Generals, and Presidents in Argentina
Helmke, Gretchen. 2005. Courts under Constraints: Judges, Generals, and Presidents in Argentina. Cambridge: Cambridge University Press. Abstract

This study offers a theoretical framework for understanding how institutional instability affects judicial behavior under dictatorship and democracy. In stark contrast to conventional wisdom, the central findings of the book contradict some assumptions that only independent judges rule against the government of the day. Set in the context of Argentina, the study uses the tools of positive political theory to explore the conditions under which courts rule against the government. In addition to shedding light on the dynamics of court-executive relations in Argentina, the study provides general lessons about institutions, instability, and the rule of law. In the process, the study builds a set of connections among diverse bodies of scholarship, including US judicial politics, comparative institutional analysis, positive political theory, and Latin American politics.

2004
Politics of Piety: The Islamic Revival and the Feminist Subject
Mahmood, Saba. 2004. Politics of Piety: The Islamic Revival and the Feminist Subject. Princeton: Princeton University Press. Abstract

Politics of Piety is a groundbreaking analysis of Islamist cultural politics through the ethnography of a thriving, grassroots women's piety movement in the mosques of Cairo, Egypt. Unlike those organized Islamist activities that seek to seize or transform the state, this is a moral reform movement whose orthodox practices are commonly viewed as inconsequential to Egypt's political landscape. Saba Mahmood's compelling exposition of these practices challenges this assumption by showing how the ethical and the political are indelibly linked within the context of such movements.

Not only is this book a sensitive ethnography of a critical but largely ignored dimension of the Islamic revival, it is also an unflinching critique of the secular-liberal assumptions by which some people hold such movements to account. The book addresses three central questions: How do movements of moral reform help us rethink the normative liberal account of politics? How does the adherence of women to the patriarchal norms at the core of such movements parochialize key assumptions within feminist theory about freedom, agency, authority, and the human subject? How does a consideration of debates about embodied religious rituals among Islamists and their secular critics help us understand the conceptual relationship between bodily form and political imaginaries? Politics of Piety is essential reading for anyone interested in issues at the nexus of ethics and politics, embodiment and gender, and liberalism and postcolonialism.

Why Ethnic Parties Succeed: Patronage and Ethnic Head Counts in India
Chandra, Kanchan. 2004. Why Ethnic Parties Succeed: Patronage and Ethnic Head Counts in India. Cambridge: Cambridge University Press. Abstract

Why do some ethnic parties succeed in attracting the support of their target ethnic group while others fail? In a world in which ethnic parties flourish in both established and emerging democracies alike, understanding the conditions under which such parties rise and fall is of critical importance to both political scientists and policy makers. Drawing on a study of variation in the performance of ethnic parties in India, this book builds a theory of ethnic party performance in 'patronage democracies'. Chandra shows why individual voters and political entrepreneurs in such democracies condition their strategies not on party ideologies or policy platforms, but on a headcount of co-ethnics and others across party personnel and among the electorate.

Foundations of Despotism: Peasants, the Trujillo Regime, and Modernity in Dominican History

This book explores the history of the Dominican Republic as it evolved from the first European colony in the Americas into a modern nation under the rule of Rafael Trujillo. Turits reveals how the seemingly unilateral imposition of power by Trujillo in fact depended on the regime's mediation of profound social and economic transformations, especially through agrarian policies that assisted the nation's large independent peasantry. Most of the existing literature casts the Trujillo dictatorship as the paradigm of despotic rule through coercion and terror alone. This book elucidates instead the hidden foundations of the regime, portraying everyday life and economy in the Dominican countryside and the exchanges between state and society under Trujillo. Winner of the American Historical Association's John Edwin Fagg Prize for the best publication in Latin American history.

2003
Lineages of State Fragility: Rural Civil Society in Guinea-Bissau
Forrest, Joshua B. 2003. Lineages of State Fragility: Rural Civil Society in Guinea-Bissau. Athens: Ohio University Press. Abstract

In Guinea-Bissau, as elsewhere in Africa, there is a disjuncture between the central state and rural civil society. It is this significant and overlooked aspect of Guinea-Bissau's political evolution—the continuing ability of civil society to evade and thwart state power—that is at the heart of Joshua B. Forrest's Lineages of State Fragility.

Professor Forrest argues that despite European influences, the contemporary fragility of African states can be fully appreciated only by examining the indigenous social context in which these states evolved. Focusing on Guinea-Bissau, Forrest exposes the emergence of a strong and adaptable “rural civil society” that can be traced back to precolonial times.

Lineages of State Fragility analyzes the social, political, and military experiences of this rural civil society to account for the origins of Guinea-Bissau's soft state. For example, Forrest identifies interethnic social and military practices that became entrenched in rural social structures and continued to evolve through the colonial period, enabling Guinea-Bissauans to resist state predation.

Lineages of State Fragility offers an unorthodox explanation of African politics by tracing the direct social links among the precolonial, colonial, and postcolonial periods and affirms the role of rural actors in determining present-day political outcomes.

Based on remarkably extensive research conducted in archives in Guinea-Bissau, Senegal, and Portugal, Lineages of State Fragility represents both a new approach to the region's past and present and an important synthesis of the political analysis that has come before.

Picking Winners? From Technology Catch-up to the Space Race in Japan
Pekkanen, Saadia M. 2003. Picking Winners? From Technology Catch-up to the Space Race in Japan. Palo Alto: Stanford University Press. Abstract

How do governments choose which industries to favor? If governments are largely motivated by the national economic interest, then industrial selection would be biased in favor of picking winners. If, on the other hand, governments are motivated by an electoral and political logic, as is usually assumed in mainstream political economy approaches, then industrial choices would be skewed in favor of politically influential industries—even if they are uncompetitive or declining.

At the core of this book is a methodology that pits these competing explanations against each other, draws out their testable propositions, and then uses three different approaches—econometrics, structured data analysis, and case studies—to ascertain whether one or the other explanation prevails in the celebrated case of postwar Japan. The evidence, which ranges from Japan's earliest efforts at technology catch-up to present-day policies of indigenizing space rockets, shows that economic logic did in fact prevail across industries and over time, despite ever-present political pressures. The most important point this study uncovers is that it is not just selection but deselection that has been the hallmark of Japan's trade and industrial policies over the postwar period.

The Reconstruction of Nations: Poland, Ukraine, Lithuania, and Belarus, 1569-1999

Moving from the sixteenth century to the present, and using a wide array of multi-lingual sources, The Reconstruction of Nations shows how multiple versions of national identity evolved and competed with each other in what are now Poland, Lithuania, Belarus, and Ukraine. Snyder contends that the triumph of modern ethnic nationalism in this part of Eastern Europe is very recent. Federalism and communal toleration were considered viable national ideas from the 16th through 20th centuries - only the atrocities of the Second World War buried such traditional alternatives. Snyder's original explanations for these atrocities include the first scholarly account of the Ukrainian-Polish ethnic cleansings of the 1940s. Snyder concludes with an analysis of the peaceful resolution of national tensions in the region since 1989.

The Reconstruction of Nations is a winner of the American Historical Association's George Louis Beer Prize for the best publication in European international history since 1895.

Political Topographies of the African State
Boone, Catherine. 2003. Political Topographies of the African State. Cambridge: Cambridge University Press. Abstract

Political Topographies shows that central rulers' powers, ambitions, and strategies of control vary across subregions of the national space, even in countries reputed to be highly centralized. Boone argues that this unevenness reflects a state-building logic that is shaped by differences in the political economy of regions - that is, by relations of property, production, and authority that determine the political clout and economic needs of regional-level elites. Center-provincial bargaining, rather than the unilateral choices of the center, is what drives the politics of national integration and determines how institutions distribute power. Boone's innovative analysis speaks to scholars and policy makers who want to understand geographic unevenness in the centralization and decentralization of power, in the nature of citizenship and representation, and in patterns of core-periphery integration and breakdown in many of the world's multiethnic or regionally divided states.

2002
Redeeming the Communist Past: The Regeneration of Communist Parties in East Central Europe
Grzymala-Busse, Anna M. 2002. Redeeming the Communist Past: The Regeneration of Communist Parties in East Central Europe. Cambridge: Cambridge University Press. Abstract
This major study examines one of the most surprising developments in East Central European politics after the democratic transitions of 1989: the completely unexpected regeneration of the former communist parties. After the collapse of the communist regimes in 1989, these ruling communist parties seemed consigned to oblivion. However, confounding scholarly and popular expectations, all of these parties survived. Some have even returned to power. This in-depth, comparative study systematically analyzes the trajectories of four cases: the Czech Republic, Slovakia, Poland, and Hungary (with additional examination of other communist party successors). Relying on extensive, and unprecedented, primary research, this analysis employs a consistent analytical framework that combines the peculiarities of the post-socialist cases with broad theoretical concerns of institutional analysis, democratic transitions and consolidation, and party politics.
Institutional Change and Political Continuity in Post-Soviet Central Asia: Power, Perceptions, and Pacts

The establishment of electoral systems in Kazakhstan, Kyrgyzstan and Uzbekistan presents both a complex set of empirical puzzles and a theoretical challenge. Why did three states with similar cultural, historical, and structural legacies establish such different electoral systems? How did these distinct outcomes result from strikingly similar institutional design processes? Explaining these puzzles requires understanding not only the outcome of institutional design but also the intricacies of the process that led to this outcome. Moreover, the transitional context in which these three states designed new electoral rules necessitates an approach that explicitly links process and outcome in a dynamic setting. This book provides such an approach. Finally, it both builds on the key insights of the dominant approaches to explaining institutional origin and change and transcends these approaches by moving beyond the structure versus agency debate.

Back-Alley Banking: Private Entrepreneurs in China
Tsai, Kellee S. 2002. Back-Alley Banking: Private Entrepreneurs in China. Ithaca: Cornell University Press. Abstract

Chinese entrepreneurs have founded more than thirty million private businesses since Beijing instituted economic reforms in the late 1970s. Most of these private ventures, however, have been denied access to official sources of credit. State banks continue to serve state-owned enterprises, yet most private financing remains illegal. How have Chinese entrepreneurs managed to fund their operations? In defiance of the national banking laws, small business owners have created a dizzying variety of informal financing mechanisms, including rotating credit associations and private banks disguised as other types of organizations. Back-Alley Banking includes lively biographical sketches of individual entrepreneurs; telling quotations from official documents, policy statements, and newspaper accounts; and interviews with a wide variety of women and men who give vivid narratives of their daily struggles, accomplishments, and hopes for future prosperity. Kellee S. Tsai's book draws upon her unparalleled fieldwork in China's world of shadow finance to challenge conventional ideas about the political economy of development. Business owners in China, she shows, have mobilized local social and political resources in innovative ways despite the absence of state-directed credit or a well-defined system of private property rights. Entrepreneurs and local officials have been able to draw on the uncertainty of formal political and economic institutions to enhance local prosperity.

2001
Politics after Neoliberalism: Reregulation in Mexico
Snyder, Richard. 2001. Politics after Neoliberalism: Reregulation in Mexico. Cambridge: Cambridge University Press. Abstract

During the past two decades, virtually all developing countries shifted from state-led to market-oriented neoliberal economic policies. This book analyzes fresh evidence from Southern Mexico about the effects of this global wave of policy reforms. The evidence challenges the widely held view that these reforms have set countries on a convergent path toward unregulated markets. The analysis shows that free-market reforms, rather than unleashing market forces, trigger the construction of different types of new regulatory institutions with contrasting consequences for economic efficiency and social justice.

Smokestack Diplomacy: Cooperation and Conflict in East-West Environmental Politics

Many environmental problems cross national boundaries and can be addressed only through international cooperation. In this book Robert Darst examines transnational efforts to promote environmental protection in the USSR and in five of its successor states--Russia, Ukraine, and the Baltic republics of Estonia, Latvia, and Lithuania--from the late 1960s to the present. The core of the book is a comparative study of three key issues: nuclear power safety, transboundary air pollution, and Baltic Sea pollution.Although expectations were high that the end of the Cold War and the breakup of the Soviet Union would lead to increased East-West environmental cooperation, the opposite has been true. Russia and the other successor states have generally agreed to address such problems only when paid to do so. Darst finds that post-Cold War environmental cooperation has been most successful when there is an overlap between the environmental and economic interests of the successor states and those of their Western neighbors, and when the foundation for cooperation was laid during the Cold War period.The book is based on extensive original field research, including interviews with diplomats, government officials, scientists, and environmental activists in the successor states and Western Europe. Its findings underscore the importance of the domestic and international political context in which international environmental policy making occurs. It also deepens our understanding of the opportunities and dangers of positive inducements as a tool of international environmental policy.

Culture Matters: How Values Shape Human Progress
Harrison, Lawrence E., and Samuel Huntington. 2001. Culture Matters: How Values Shape Human Progress. New York: Basic Books. Abstract

The 2000-2001 academic year saw the release of a major publication from the Academy's Global Cultures Program. Arising from a 1999 Harvard Academy symposium, Culture Matters: How Values Shape Human Progress was published in 2001 by Basic Books. The book is edited by Lawrence Harrison (an Academy affiliate and author of Underdevelopment is a State of Mind) and Academy Chairman Samuel Huntington.

Culture Matters examines the question of why some countries and ethnic groups are better off than others, and the role that cultural values play in driving political, economic, and social development. A distinguished group of scholars, journalists, and practitioners looks at the role of culture in developmental contexts across the globe. Among this diverse group of contributors are Francis Fukuyama, Nathan Glazer, Ronald Inglehart, Seymour Martin Lipset, Orlando Patterson, Michael Porter, Jeffrey Sachs, and Richard Shweder. Most of these contributors but not all conclude that cultural values are a powerful factor in promoting development and value change is indispensable to future progress in underdeveloped countries.

Described as "stunning" by Senator Daniel Patrick Moynihan, Culture Matters was favorably reviewed in such diverse publications as Time, The Wall Street Journal, and Foreign Affairs. It has stimulated extensive discussion in the United States and other countries, been the subject of a long story in The New York Times, and is being translated or has been translated into seven foreign languages.

2000
The Wall Around the West: State Borders and Immigration Controls in North America and Europe
Andreas, Peter, and Timothy Snyder. 2000. The Wall Around the West: State Borders and Immigration Controls in North America and Europe. Lanham: Rowman & Littlefield. Abstract

In 1999, responding to the initiative of Academy Scholars Peter Andreas and Timothy Snyder, the Academy sponsored a project and a conference dealing with the efforts of the United States and Western European countries to control immigration. This resulted in a book, The Wall Around the West: State Borders and Immigration Controls in North America and Europe (Rowman and Littlefield, 2000), edited by Snyder and Andreas.

In March 2001, the Academy held a symposium on the issues raised by the book. Challenging the conventional wisdom of a "borderless" future, The Wall Around the West demonstrates that, far from disappearing, many borders are being redrawn and reinforced by state regulators. Focusing on economic divides in North America (the southern border of the United States) and Europe (the eastern and southern borders of the European Union), the contributors to the volume show how the regulatory apparatus of the state is being "transformed, not transcended" in such important issue areas as trade, immigration, and drug trafficking. At the March symposium, the editors responded to commentaries on the volume by Academy Senior Scholars Samuel Huntington and John Coatsworth, as well as Academy Scholar Keith Darden.

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